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Yyyyyy x. yyyyyy

0000 xxxxxx xxxx , xxxx , xxxxx 00000

                                                                                                                                    xxx-xxx-xxxx 

  abc@xyz.com

 

Financial Analyst

Brokerage Accounts ~ Economic Theory ~ Client Management

 

Performance-focused Financial Analyst and Investments Strategist eager to contribute practical experience and academic background toward actively supporting a dynamic organization in maximizing results.

 

 

Academic & Specialized Training

 

n Bachelor of Arts C Economics (Concentration in Financial Economics and Business Policy), Emory University

n Associates Degree, Oxford College of Emory University

n Licenses C Series 7 and 63

n Certified Financial Analyst (CFA) Designation (Pending)

 

Qualifications Profile

 

Ø  Strong technical background with the ability to work independently on multiple research projects with specialized knowledge of strategic financial planning, trade inquiries and analysis, margin balance calculations, derivative trading strategies, various financial instrument management, Sarbanes Oxley regulations, risk management, budget management, as well as forecasting and feasibility recommendations.

Ø  Comprehensive understanding of the financial trading systems arena due to advanced education and training regarding information management and business practices.

Ø  Excel in defining and implementing policies, procedures and operational systems that boost productivity, efficiency and quality of operations.

Ø  Competent leader and mentor who is able to create a team environment, including building collaborative relationships, training peers to perform at maximum efficiency, and the capacity to form cross-functional coalitions in order to ensure knowledge is shared across departmental lines.

Ø  Proven ability to adapt strong process knowledge and technical skills to diverse organization needs.

Ø  Technology savvy and proficient in numerous applications and platforms.

 

 

Functional Competencies

 

Ø  Demonstrate dynamic leadership qualities and strong communication skills in successfully steering financial planning meetings and delivering comprehensive strategies.

Ø  Carefully analyze various documents and reports in order to identify and reconcile potentially costly errors.

Ø  Develop expert plans of action according to specific financial needs, both expeditiously and effectively.

Ø  Ensure critical internal and regulatory compliance as well as data integrity/quality control by proficiently analyzing financial trends in the market to identify relevant information and advise clients appropriately. 

Ø  Skilled at devising and implementing economic forecasting programs as well as utilizing extensive knowledge of economic climate to benefit the organization.

Ø  Embrace company initiatives and lead process integration efforts throughout various departments.

 

 

 

 

Professional Career Track

 

Financial Service Representative/Broker, E*Trade Financial                                            2008-Present

 

  Primary responsibilities: Comprehensive management of complicated and challenging issues that require advanced securities industry knowledge such as trade inquiries, margin balance calculations, and derivative trading strategies  in a volatile business environment with minimal supervision

  Delivered detailed account analysis, research, and response to both internal and external customers

  Cross-trained to work in multiple department which includes New Accounts Specialist, Client Engagement , and Technology Troubleshooting

  Accomplishments: Generated $200 million in qualified leads of which $27 million has closed to date which represents 3% of total new money brought to company

  Currently ranked as one of the top three associates in the Company within the Customer Service department in terms of productivity, profitability, and efficiency; ranked number one at site location

  Earned several Company nominated-based awards such as the Leadership Award, Achievement Award,  Spotlight Award, Peer Power Award, nominated for CEO Award

  Earned and retained status as a member of the Million Dollar Club for generating leads with a closure rate of 30% or higher and $5 million or higher

  Produced several company projects for Senior Management such as creating a plan for improving site-wide company morale targeted to enhance the customer experience with expectations to increase the bottom-line.

 

Assistant Store Manager, Godiva Chocolatier                                                                             2008

 

  Primary responsibilities: Directed all operations of sales floor and prepared reports for daily sales meetings as well as managed team of 6 employees and served as decision-maker in absence of General Manager.

  Conducted interviews, hired and trained new candidates and existing staff members.

  Planed, developed and coordinated events and promotional campaigns; designed and developed marketing and advertising strategies

  Primary accomplishments: Reversed negative sales trend and increased store profit by cutting operational costs and strategic networking and marketing

  Innovated and revolutionized traditional products tailored to existing market conditions and preferences.

 

 

 

 

 

 

 

 

 

 

 

 

 







 

 

 

 



Yyyyyy x. yyyyyy

 xxx-xxx-xxxx / abc@xyz.com

 

 

 

DATE

NAME HERE OF RECIPIENT

NAME HERE OF COMPANY

 

Dear RECIPEINT NAME:

Recent research into COMPANY NAME prompted me to immediately update my resume for your review.   Based on my knowledge of this company, I am very interested in interviewing for STATE POSITION YOU ARE SEEKING. I offer several years of academic training in the financial analysis and economics fields.  I have also worked as a technical expert and brokerage advisor so I understand this subject matter from different aspects, both theoretically and practically.

 I am accustomed and skilled at managing complex situations in financial planning and possess the ability to offer unique and comprehensive advice aimed at maximizing investments for both corporate and individual clients.  I have a strong drive to work beyond the usual methods to meet my client s needs while maintaining quality and integrity at all times.

            I am an exceptionally hard worker and my peers consider me a strong team player.  My enthusiasm comes from utilizing my skill set to benefit the organization and streamlining and improving processes as evidenced by my accomplishments and contributions to my past employers.  I am also capable of assimilating into a new environment easily and feel that I could quickly become part of your team.  I enjoy the chance to work directly with various departmental resources in both learning and mentoring fashions. I am selectively seeking a company who is progressive thinking and in need of a professional who can make an immediate and positive impact on productivity and processes.

            After your review of my resume, I hope you will agree that this would be a mutually beneficial arrangement.  I plan to call you early next week. At that time, I can answer questions concerning my background and experience and we can discuss the desirability of an introductory meeting.  Please contact me sooner if you wish to talk before then.  I look forward to speaking with you.

Sincerely,

Kayla Le

 

 

 

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