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yyyyyy x. yyyyyy xxxxxx e. 62nd street, indianapolis, in
xxx-xxx-xxxx
abc@xyz.com
objective
long-term, accomplished financial services professional eager to contribute expertise in securities trading and management toward a financial brokerage assignment focusing on stock trading.
career profile
ø over 27 years of professional experience in financial services, management and key corporate unit management.
ø hold series 7 and series 63 licenses in state of indiana.
ø expertise in implementing complex solutions in corporate settings with an emphasis on productivity, efficiency, and user satisfaction.
ø well-versed in all aspects of securities trading operations and legal/regulatory procedures.
ø effectively interact with diverse groups at all levels; proficient in resolution of multiple issues/problems simultaneously.
ø well-organized multi-tasker with strong detail orientation.
ø highly achievement-oriented and driven to succeed in positions of responsibility.
ø contributor to overall organizational proficiency.
ø highly analytical, detail- and customer service-oriented with strong communication capabilities.
professional experience
charles schwab & co., fishers, in 1995 - 2009
senior registered representative
employed in active trading department, placing trades totaling millions of dollars.
instructed clients on chart reading and portfolio issues, including understanding account balances.
provided exemplary customer service, often researching account issues and resolving them.
and provided them with account management and customer service concerns.
served with team awarded business development recognition in 1999 and 2000; personally received numerous employee of the month awards specifically for contributions in the retirement operations department.
played key role in training and coaching new customer service representatives and new brokers.
labcorp of america (roche biomedical), indianapolis, in 1994 - 1995
data entry operator
tasked with medical coding of responsibilities to be utilized in billing function; pulled laboratory work data from various facilities.
due to excellent performance, was hired in full-time position from entry-level, part-time assignment.
earlier background
prior to 1994, served as accounting representative, bowers envelope company, underwriting assistant, grain dealers auto, and office manager, highland appliance, all of indianapolis , in. in these assignments, gained a/p, a/r, client interaction, staff training and management, underwriting and administrative skill sets.
professional licensure
series 7 and indiana 63 license
community involvement
participated in habitat for humanity projects
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