yyyyyy x. yyyyyy

(xxx-xxx-xxxx • abc@xyz.com

 

 

profile of qualifications

 

profit-focused business consultant specializing in investment securities, international markets, and client relations eager to contribute over 10 years of strong consultative services experience toward maximizing a progressive employer s bottom-line.  top-performer with the ability to accurately analyze market statistics and quantitative data and make quality decisions in alignment with key company objectives.  excellent communicator who can effectively interface with all business representatives through to executive level.  proficient with ms office, iscc, gloss, bloomberg, reuters, oasys, alert, adp, swift, wilco, rumba, euroclear, jrtdc, and bony systems.  fluent in spanish.

 

professional synopsis

 

santander investment securities, inc. (p&s department) / deutche bank securities, inc. (international operations) 2007 c present

credit suisse first boston llc (international operations)                                                                                                  2005 c 2007

pershing international (international clearing)                                                                                                                     2004 c 2005

bank of new york (client services)                                                                                                                                              2001 c 2002

 

         apply dynamic analytical talents toward investigating, adjusting, and resolving daily cash, position breaks, and out-of-balances.

         expertly investigate and / or reconcile euroclear reports between sis / sil, monthly client billings, and all depo / nostro breaks, as well as monitor transaction status of trades within internal operations systems and follow up on corporate action issues.

         interface among front office and counterparties on unmatched trades to ensure timely settlement and movement of instructions from euroclear, dtc, and / or local markets, along liaising among clientele and clearing agents to guarantee accurate trade settlements.

         strategically steer settlements within various international markets across three continents (africa, europe, and latin america).

         actively work with stock loan departments to borrow shares which cover short positions.

         perform diverse fixed income trade support functions and resolve key settlement issues (i.e. verify settlement instructions / monetary amounts, confirm security database integrity, etc.), as well as provide sil book backup for fi group and daily treasuries confirmation.

         spearhead effective reviews of all fails within local markets for proper settlement of trades with local clearing agents.

 

renaissance capital securities                                                                                                                                                     2003 c 2004

 

         drove business growth by directing all equity trade settlements in dtc and euroclear performed through nyse floor brokers, as well as handling broker-to-broker trades via act and nscc.

         demonstrated strong communications abilities toward liaising with front office and counterparties to investigate and resolve over 600 weekly nostro brakes on cash and position reconciliations for high-volume new york, moscow, and london offices.

         optimized front office and operations compliance controls in accordance with nasd regulations to include supporting it-based troubleshooting challenges within in-house systems to ensure seamless business processes at all times.

 

credit lyonnais                                                                                                                                                                                 2000 c 2001

 

         utilized broad scope of industry and professional services knowledge to oversee domestic / international equity trade settlements and allocations via gloss to include employing bloomberg and reuters to research price quotes and security details.

         played a vital role in obtaining new account and company financial information from clients, along with providing trade support functions and investigating / resolving critical daily settlement and brakes on cash and position reconciliation challenges as necessary.

         analyzed system problems during testing procedures for a new self-clearing settlement system.

 

neonet securities, inc.                                                                                                                                                                                2000

 

         contributed sharp international settlements skills toward directing all euroclear equity trades within a self-clearing environment while concurrently executing daily activity / related reports for clients and supporting varied business growth / development efforts.

 

refco securities                                                                                                                                                                               1999 c 2000

 

         ensured settlement of all international / domestic (dtc) equity trades via a phase 3 system within a self-clearing environment to include guaranteeing settlement of uk trades via crest and resolving key nostro brakes on cash and position reconciliations.

         employed excellent organizational proficiencies toward disseminating daily activity / settlement data for clientele and p&l reports for executive-level management, along with proactively monitoring corporate actions and dividend announcements.

 

additional professional roles held prior to 1999

 

education

 

extensive coursework completed b.a. in economics                                                                                               st. francis college

associate of applied science in computer science                                                                                                            monroe college